Theresa M. Sekely – Chief Compliance Officer / Investment Advisor
Schneider Downs Wealth Management Advisors, LP
 

Theresa has more than 16 years experience in the financial service industry. As Chief Compliance Officer Theresa oversees Schneider Downs Wealth Management Advisors compliance to the rigorous laws and regulations imposed by the U.S. Securities and Exchange Commission. This includes implementation of various checks and balances and review and update of the firms Policies & Procedure’s Manual, Code of Ethics and Disclosure Documents. In addition to ongoing compliance testing and monitoring, Theresa directs all compliance issues to ensure Schneider Downs Wealth Management employees are acting in the best interest of our clients. Theresa is actively involved in the reviewing and monitoring of client portfolio’s and assists in the evaluation of investment products.

 

Theresa is a member, and former Treasurer, of the Greater Pittsburgh Compliance Roundtable (GPCR) and holds the Series 7, Series 63 and Series 65 Securities licenses. She received her B.S. in Mathematics and Business from the University of Pittsburgh and also holds an Accounting Certificate from the University of Pittsburgh.

 
Contact Theresa:  tsekely@schneiderdowns.com

  
 
 
  "It is important that we as a firm protect our clients and act in their best interest. By following these policies we look to gain and keep the trust of our clients."  
 

To learn more about the professional history of our financial advisors, please visit FINRA's BrokerCheck.